Hi <<First Name>>
Please find your weekly financial services news roundup specifically tailored for Internal Audit, Risk, Regulatory and Governance professionals.
This week ..... Audit committee sued (it's not FS but very interesting list of material and financial weaknesses you would not expect of a publicly traded company - Internal Auditors take note!), US banking fines and Westpac ML saga continues. Now earnings season has ended, CRISL released their latest IB report (I do like their reports - well worth checking the others if you have time), IB revenue is up whilst IB headcount is lowest in 6 years.
Enjoy!
Paul & Craig
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In the News this week....
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$5 MILLION FINE FOR MORGAN STANLEY OVER TRADING FEE
Morgan Stanley fined $5million by SEC over trading fees... read more
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AUDIT COMMITTEE MEMBERS SUED - NSDAQ ADR PLC
Fascinating report from legal perspective of alleged board level failure in governance . .. read more
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EUROPEAN INTERNAL AUDIT SUMMIT 2020
Audit summit went ahead this week focussing on emerging internal audit topics .... read more
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US CRITICISES DEUTSCHE FOR WEAKNESS IN INTERNAL AUDIT
German bank criticised for weakness in internal audit over AML issues ... read more
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AUSTRALIA: WESTPAC ADMITS TO AML BREACHES
Update: Westpac admit to breaches in filing at Federal Court. ... read more
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CRISL REPORTS IB HEADCOUNT LOWEST IN SIX YEARS
IB 1Q : Headcount saw greatest decline in six years ... read more
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This news service is brought to you by Fleet Search and Selection - international specialists in Financial Services Internal Audit Recruitment.
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Hiring for your Internal Audit team?
We have an extensive network of immediately available Internal Audit candidates. Call Paul on 0203 397 1774
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Paul Stanbridge
Before establishing Fleet Search and Selection with Craig Phipps, Paul worked as an Equity Research Analyst in London. Now, a recruitment consultant for almost two decades, he has recruited many senior roles, including Global Heads of Audit and C-Suite executives. His wide network spans Insurance, Asset Management and Banking, with expertise including Audit, Compliance and Advisory.
As with his day job, Paul likes getting people excited about things. He is a passionate competitive foil fencer with 5 caps for Scotland and now enjoys coaching others to enjoy fencing too.
Contact:
paulstanbridge@fleet-search.com
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Craig Phipps
Craig has spent over 20 years recruiting for the Financial Services Industry, predominately in Business and Technology Audit for Investment Banks and Asset Managers. He has also recruited extensively in Market Risk and Quantitative finance. Prior to establishing Fleet Search and Selection, he headed up the Investment Banking Audit and IT Audit Divisions at two prominent recruitment companies.
Craig has helped 100's of candidates make difficult career choices. When not at work, his strategic mindset turns to his passions for skiing and rugby and is a huge supporter of Australia's national rugby team.
Contact:
craigphipps@fleet-search.com
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