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Investor News
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October 4, 2023
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Get smarter about money during Investor Education Month
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October is Investor Education Month. As the leaves turn colours, we turn our attention to helping people rake up investor education knowledge. The OSC has many activities planned. We also recently relaunched our popular education website — GetSmarterAboutMoney.ca — a helpful resource to complement Investor Education Month activities.
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World Investor Week
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This week is World Investor Week — a global campaign raises awareness about the importance of investor education. It is led by the International Organization of Securities Commissions. The OSC and the Autorité des marchés financiers (AMF) are co-coordinators of Canada’s campaign. This year’s campaign focuses on three themes: investor resilience, crypto assets, and sustainable finance.
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What is ESG investing?
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Environmental, social and governance (ESG) investing is on a lot of people’s minds. But what does it mean? Watch our new video to learn more.
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Stocking up on investor basics
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Stocks give you equity in a company. They’re traded on a stock exchange. Follow the learning path for stocks on the new GetSmarterAboutMoney.ca to find out more about stocks and how they work.
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New GSAM gets multicultural media attention
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The launch of new GetSmarterAboutMoney.ca was covered by many multicultural outlets. The OSC held an investor education and outreach event to share information about the new site in Mandarin, Cantonese, Hindi and Punjabi. Details were also shared about InvestingIntroduction.ca — a website available in 22 languages.
Media outlets with stories about new GSAM included: Fairchild TV, CCPeople.ca, HRTT, CC News, Global Chinese Convergence Media, North American Canadian Voice, Chinese Canadian Times, SuperLife, You Know News, and CCTV Medium.
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OSC Roundtable: Strengthening diversity in our capital markets
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The OSC hosted more than 400 guests from various fields across Canada for the OSC Roundtable: Strengthening diversity in our capital markets on September 14. OSC CEO Grant Vingoe and OSC General Counsel Naizam Kanji moderated a discussion focusing on the CSA’s diversity consultation.
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A safety net for surprises
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Sometimes expenses arrive that you didn’t plan for. Be ready.
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Understanding Fund Facts
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See key information about the funds you invest in.
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Regulatory Updates & Initiatives
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Here are some recent developments and publications:
- The OSC alleges multiple breaches of securities law by an offshore crypto asset trading platform.
- The CSA provided an update on proposed amendments to modernize the continuous disclosure requirements for non-investment fund reporting issuers that were published for comment in May 2021.
- The OSC announced the membership of the Investment Funds Technical Advisory Committee for the 2023-2025 term.
- Canadian securities regulators adopted a business conduct rule for derivatives dealers and advisers.
- Canada’s Ombudsman for Banking Services and Investments (OBSI) is currently seeking nominations to fill four expected vacancies in March, 2024 — Call for Director Nominations.
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What’s a finfluencer?
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Did someone online promise you big returns with no risk? Before you invest, press pause. Think twice about financial advice from finfluencers.
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How to make a financial plan
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If you’re hoping to pay off debt or make a big purchase, learn how to create a plan to help make that happen.
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Double feature Thursday
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Join us Thursday, October 5 for two Investor Education Month events:
- #FraudChat at 1 p.m. Follow the @smarter_money conversation on Twitter with participants from law enforcement, regulatory partners and community and industry organizations.
- Telephone Townhall at 7 p.m. Register today for a discussion on investing basics and avoiding fraud. OSC staff will share important information and answer your questions
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Warnings & Alerts
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Always know the 10 most recent OSC investor warnings and alerts by bookmarking this Fact Card or embedding it on your website or blog.
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Upcoming events
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OSC in the Community
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OSC in the Community is an outreach program that takes the OSC's regulatory mandate from Bay Street to Main Street. OSC staff travel to communities across Ontario to talk to people about making informed financial decisions and avoiding investment fraud.
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Request an OSC in the Community presentation for your club or organization here.
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October 10, 2023 Presentation, North York, Bernard Betel Centre
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October 11, 2023 Presentation, Sudbury, Quarter Century Club Sudbury
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October 13 2023 Presentation, Winsdor, Windsor Women Working with Immigrant Women
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Telephone Townhall
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Join our Telephone Townhall on Thursday, October 5, 2023 at 7 p.m. to learn how to protect yourself from frauds and scams and get important financial information. To participate by phone or online, please register.
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Consultations
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Comments Due: on or before December 20, 2023
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The Canadian Securities Administrators is seeking public comment on a proposed expedited shelf prospectus regime for well-known seasoned issuers in Canada.
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OSCAR’s tip:
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Here are 8 tips to spot crypto fraud.
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Follow Us
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© Ontario Securities Commission 2023
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